investor protection News

Robinhood's Broker-Dealers Face SEC Charges Over Multiple Securities Law Violations

The SEC has charged Robinhood's broker-dealers with multiple securities law violations, resulting in a $45 million settlement. The charges include failure to investigate suspicious...

KOFIA Unveils Bold Strategy for Financial Innovation and Global Market Domination by 2025

Seo Yoo-sek, president of KOFIA, outlines a strategic plan for 2025 focusing on financial infrastructure innovation, digital asset market expansion, global market presence, and inv...

Sebi Tightens SME IPO Regulations: Enhancing Transparency and Investor Protection

Sebi introduces stringent regulations for SME IPOs to enhance transparency, governance, and prevent misuse of funds. Companies must show an EBITDA of Rs 1 crore in at least two of ...

South Korea's New Virtual Asset Protection Act: A Game-Changer for Market Security

South Korea's Financial Services Commission and Financial Supervisory Service announced the Virtual Asset User Protection Act, set to enhance market security and investor protectio...

New Banking Laws Strengthen Governance and Protect Investors

Finance Minister Nirmala Sitharaman announced that public sector banks are now safe and stable, following the Lok Sabha's approval of amendments to banking laws. These amendments i...