The SEC has fined Vanguard over $100M for misleading investors about tax implications related to capital gains distributions in retirement funds, emphasizing the importance of tran...
The SEC has charged Robinhood's broker-dealers with multiple securities law violations, resulting in a $45 million settlement. The charges include failure to investigate suspicious...
The US Securities and Exchange Commission has filed lawsuits against two of the largest cryptocurrency platforms, Coinbase and Binance, in a significant escalation of its crackdown...
